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Description
• SEBI (Disclosure & Investor Protection) Guidelines,2000
• Securitiies and Exchange Board of India Act, 1992
• Securities Contracts (Regulation) Act, 1956 with Rules / Regulations
• SEBI Rules, Regulations and Guidelines for
• Bankers to an Issue
• Buy Back of Securities
• Collective Investment Scheme
• Corporate Governance in listed companies
• Credit Rating Agency
• Custodian
• Debenture Trustees
• Depositories
• Derivates
• Employee Stock Option
• EURO issue and other guidelines
• Foreign Institutional Investor / Venture Capital Investors
• Indian depository receipts
• Insider Trading, Prohibition of
• Intermediaries
• Investor Protection
• Merchant Bankers
• Mutual Funds
• Portfolio Manager
• Registrar to an issue / share transfer agents
• Stock broker / sub - broker
• Takeover Regulations
• Underwriters
• Unfair trade practices
• Listing Agreements
SEBI Rules, Regulations, Circulars & Guidelines for
• Mutual Funds
• Portfolio Manager
• Register to an Issue/ Share Transfer Agents
• Securities Appellate Tribunal
• Securities Lending and Borrowing
• Securities Transaction Tax
• Straight Through Processing Service
• Stock Broker/Sub-Broker
• Takeover Regulations
• Sweat Equity
• Transfer of Shares
• Unfair Trade Practices
• Venture Capital Funds
• Listing Agreements
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Contents
Division 1 - SEBI (Disclosure & Investor Protection) Guidelines, 2000
Division 2 - SEBI Act, 1992
Division 3 - Securities Contracts (Regulation) Act, 1956 with Rules/Regulations
Division 4 - SEBI Rules, Regulations and Guidelines
4.1 Bankers to an Issue
4.2 Buy Back of Securities
4.3 Certification of Associated Persons in Securities Markets
4.4 Collective Investment Scheme
4.5 Compounding of Offences
4.6 Corporate Governance in listed Companies - Revised Clause 49 of
Listing Agreement
4.7 Credit Rating Agency
4.8 Custodian
4.9 Debenture Trustees
4.10 Debt Securities Issue and Listing of
4.11 Delisting of Securities
4.12 Depositories
4.13 Derivatives
4.14 Development Financial Institutions
4.15 Disclosure Standards for Corporates
4.16 Employee Stock Option
4.17 Fit and Proper Person
4.18 Foreign Institutional Investor / Venture Capital Investors
4.19 Indian Depository Receipts
4.20 Informal Guidance
4.21 Insider Trading, Prohibition of
4.22 Intermediaries
4.23 Investor Protection
4.24 Interest Liability Regularisation
4.25 Lead Managers
4.26 Listing Authority
4.27 Market Makers
4.28 Market Participants, Central Database of
4.29 Merchant Bankers
4.30 Money Laundering
4.31 Mutual Funds
4.32 Ombudsman
4.33 Portfolio Manager
4.34 Public Offer and Listing of Securitised Debt Instruments
4.35 Registrar to an Issue / Share Transfer Agents
4.36 Secondary Market for Corporate Debt Securities
4.37 SEBI Nominee Directors
4.38 Securities Appellate Tribunal
4.39 Securities Lending and Borrowing
4.40 Securities Transaction Tax
4.41 Self Regulatory Organisation
4.42 Straight Through Processing Service
4.43 Stock Broker/Sub-Broker
4.44 Sweat Equity
4.45 Takeover Regulations
4.46 Underwriters
4.47 Unfair Trade Practices
4.48 Vanishing Companies
4.49 Venture Capital Funds
4.50 Other Rules & Regulations
4.51 Application Supported by Blocked Amount Process (ASBA)
Division 5 - Listing Agreements
Subject Index
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